Grow with confidence
Advisor Polaris is a comprehensive back office task management and action management system designed specifically for independent broker dealers, Registered Investment Advisories (RIAs), and OSJ/Advisor Teams. Our platform centralizes advisor data, compliance documentation, and operational workflows to ensure your firm is audit-ready in minutes.
Why Advisor Polaris?
Audit-Ready Compliance
Centralized compliance documentation and automated workflows ensure you're ready for FINRA examinations and SEC audits at a moment's notice. No more scrambling when regulators call.
Centralized Operations
Bridge the gap between front-office advisors and back-office operations. All advisor data, service tickets, and compliance requirements in one secure, encrypted platform.
Strategic Insights
Track advisor activity, monitor AUM trends, and gain real-time insights into rep book performance. Make data-driven decisions for proactive rep engagement.
Platform Capabilities
Multi-Factor Authentication & Encryption
Field-level and document encryption with comprehensive audit logging
Service Ticket Management
Streamlined support workflows for compliance, trading, and account opening
Document Management & AI Matching
Automated compliance document tracking and intelligent categorization
White-Label Deployment
Firm-specific branding with multi-tenant isolation and custom domains
Built For
Independent Broker Dealers
Registered Investment Advisories
OSJ & Advisor Teams
Ready to Navigate with Confidence?
Join the firms that trust Advisor Polaris for their compliance and back office operations.
Request a Demo